The Sarbanes-Oxley Act

Overview and Implementation Procedures

Häftad, Engelska, 2005

Av Michael F. Holt, Canada) Holt, Michael F. (Senior Technical and Business Documentation specialist, Victoria, BC, Michael F Holt

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The Sarbanes-Oxley Act is a mandatory requirement for all corporations listed in the US. Compliance is not an option.

This book is written as a "working manual� for the senior management to grasp the Act and its implications. It provides a section by section overview of the Act and the appropriate action to take in each case.

There is coverage of how UK companies listed in, or doing business with America also have to comply with the Sarbanes-Oxley Act. A description of the UK version of SOX is also included.

The Appendix describes the (minor) variations for Canadian listed corporations based on Ontario Securities Commission and British Columbia Securities Commission rules.

A simple explanation of the Sarbanes-Oxley Act for senior management looking for a no-nonsense guide
Provides a systematic procedure for compliance

Produktinformation

Utgivningsdatum2005-10-12
Mått165 x 234 x 12 mm
Vikt390 g
FormatHäftad
SpråkEngelska
SerieCIMA Professional Handbook
Antal sidor160
FörlagElsevier Science
ISBN9780750668231

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Title I - Public Company Accounting Oversight BoardTitle II - Auditor IndependenceTitle III - Corporate ResponsibilityTitle IV - Enhanced Financial DisclosuresTitle V - Analyst Conflicts Of InterestTitle VI - Commission Resources And AuthorityTitle VII - Studies And ReportsTitle VIII - Corporate And Criminal Fraud AccountabilityTitle IX - White-Collar Crime Penalty EnhancementsTitle X - Corporate Tax ReturnsTitle XI - Corporate Fraud And AccountabilityAppendix A: Sec Act 10AAppendix B: Code Of EthicsAppendix C: Overview Of Internal Control SystemA Framework For Enterprise Risk ManagementInternal Control: A Definition.The Structure:Discussion Of The Components.Typical Internal Control Data Flow ChartAppendix D – Final RulesCertification FormAppendix E – Compliance ReviewWhat Do I Have To Do?Check ListAppendix F – Report & Certification TemplatesDisclosure CertificationDisclosure Internal Control Report

"Michael Holt has created an incredibly useful toolkit for understanding the basics of the Sarbanes-Oxley Act. It's especially attuned to the needs of non-financial experts who must grasp the fundamentals and key issues. A must-read for decision-makers." --Rick Telberg, principal, Bay Street Group LLC, analysts and advisors to the accounting industry"...a 'working manual' that leads you through the act section by section, with the appropriate actions to take for each. It also includes checklists and a section on the COSO Framework, as well as details on the ramifications SOX has for Canadian and UK firms. As if that weren't enough, it comes with a CD containing templates of all the forms in the book, and a PowerPoint presentation of compliance requirements." --Accounting Today