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Provides a unique focus on radio protocols for LTE and LTE-Advanced (LTE-A)Giving readers a valuable understanding of LTE radio protocols, this book covers LTE (Long-Term Evolution) Layer 2/3 radio protocols as well as new features including LTE-Advanced. It is divided into two sections to differentiate between the two technologies’ characteristics. The authors systematically explain the design principles and functions of LTE radio protocols during the development of mobile handsets. The book also provides essential knowledge on the interaction between mobile networks and mobile handsets. Among the first publications based on the 3GPP R10 specifications, which introduces LTE-ABeginning with an overview of LTE, topics covered include: Idle Mode Procedure; Packet Data Convergence Protocol and Public Warning SystemsPresents the LTE radio interface protocol layers in a readable manner, to enhance the material in the standards publicationsFrom an expert author team who have been directly working on the 3GPP standardsIt is targeted at professionals working or intending to work in the area and can also serve as supplementary reading material for students who need to know how theory on the most extensively used mobile radio interface today is put into practice
SeungJune Yi, LG Electronics, South KoreaSungDuck Chun, LG Electronics, South KoreaYoungDae Lee, LG Electronics, South KoreaSungJun Park, LG Electronics, South KoreaSungHoon Jung, LG Electronics, South Korea
Foreword by Takehiro Nakamura xiiiPreface xvAbout the Authors xvii1 Introduction 11.1 3GPP 11.2 Evolutionary Path of 3GPP Systems 41.2.1 GSM 41.2.2 GPRS/EDGE 61.2.3 UMTS 71.2.4 HSPA 81.2.5 LTE 91.3 Market Trend 101.4 Requirement of LTE 111.5 Overview of LTE Architecture 141.5.1 Network Architecture 141.5.2 QoS Architecture 181.5.3 Radio Protocol Architecture of LTE 211.6 UE Capabilities 24References 262 Idle Mode Procedure 272.1 Idle Mode Functions 272.2 Services and Cell Categorization 292.3 UE States and State Transitions 302.4 PLMN Selection 312.4.1 Triggering of PLMN Selection 322.4.2 Search of Available PLMNs 322.4.3 PLMN Selection 322.5 Location Registration 342.6 Cell Selection 342.6.1 Cell Selection Criterion 352.6.2 Cell Selection upon RRC Connection Release 362.7 Cell Reselection 362.7.1 Measurement Rules 372.7.2 Reselection to a Neighboring Cell 392.7.3 Mobility State Dependent Scaling 412.8 Access Verification 432.8.1 Cell Barring Status and Cell Reservation Status 432.9 Paging Reception 44References 453 Radio Resource Control (RRC) 473.1 RRC Functions and Architecture 483.2 System Information 503.2.1 Scheduling of System Information 503.2.2 System Information Update 543.3 Paging 553.4 Connection Establishment 563.4.1 Step 1: Access Class Barring 573.4.2 Step 2: Transmission of the RRCConnectionRequest Message 583.4.3 Step 3: Receipt of the RRCConnectionSetup Message 593.4.4 Step 4: Transmission of the RRCConnectionSetupComplete Message 593.5 Security 603.6 RRC Connection Reconfiguration 633.6.1 SRB2 Establishment 633.6.2 DRB Establishment 633.6.3 Parallel Procedure with Security Activation 643.7 UE Capability Transfer 653.8 Intra-EUTRA Handover 653.8.1 Handover Preparation 663.8.2 Handover Execution 693.8.3 Handover Completion 713.9 Measurement Control 723.9.1 Measurement Configuration 733.9.2 Measurement Report Triggering 743.9.3 Measurement Reporting 753.10 RRC Connection Re-establishment 753.11 Inter-RAT Mobility 783.11.1 Inter-RAT Mobility from/ to 3GPP Access Systems 783.11.2 Inter-RAT Mobility from/ to CDMA2000 Systems 823.12 RRC Connection Release 84Reference 854 Packet Data Convergence Protocol (PDCP) 874.1 PDCP Functions and Architecture 874.2 Header Compression 894.3 Security 914.3.1 Integrity Protection 914.3.2 Ciphering 924.4 Data Transfer 934.5 SDU Discard 944.6 Handover 954.6.1 SRB Behavior at Handover 954.6.2 UM DRB Behavior at Handover 954.6.3 AM DRB Behavior at Handover 974.7 PDCP PDU Formats 994.7.1 PDCP Data PDU Formats 994.7.2 PDCP Control PDU Formats 100Reference 1005 Radio Link Control (RLC) 1015.1 RLC Functions and Architecture 1015.1.1 Transparent Mode (TM) RLC 1015.1.2 Unacknowledged Mode (UM) RLC 1025.1.3 Acknowledged Mode (AM) RLC 1035.2 Framing 1055.3 Reordering 1065.4 ARQ Operation 1085.4.1 Polling 1085.4.2 Status Reporting 1095.4.3 Retransmission 1105.4.4 Re-segmentation 1115.5 Window Operation 1125.5.1 UM RLC Window Operation 1125.5.2 AM RLC Window Operation 1135.6 SDU Discard 1135.7 RLC Re-establishment 1145.8 RLC PDU Formats 1145.8.1 TMD PDU Format 1145.8.2 UMD PDU Format 1155.8.3 AMD PDU Format 1155.8.4 AMD PDU Segment Format 1165.8.5 STATUS PDU Format 117Reference 1176 Medium Access Control (MAC) 1196.1 MAC Functions and Services 1196.2 MAC Architecture 1206.3 MAC Channels and Mapping 1216.3.1 Transport Channels 1216.3.2 Logical Channels 1226.3.3 Channel Mapping 1236.4 Scheduling 1236.4.1 Dynamic Scheduling 1246.4.2 Semi-Persistent Scheduling (SPS) 1246.5 Scheduling Information Delivery 1276.5.1 Buffer Status Reporting (BSR) 1276.5.2 Scheduling Request (SR) 1296.5.3 Power Headroom Report (PHR) 1306.6 Logical Channel Prioritization (LCP) 1306.7 Discontinuous Reception (DRX) 1346.8 Hybrid-ARQ (HARQ) 1386.8.1 HARQ in the Uplink 1406.8.2 HARQ in the Downlink 1406.8.3 TTI Bundling 1406.8.4 Measurement Gap 1426.9 Random Access (RA) Procedure 1436.10 Time Alignment 1456.11 MAC PDU Formats 1466.11.1 MAC Control Elements (CEs) 1486.11.2 MAC PDU for Random Access Response 149Reference 1497 Overview of LTE and LTE-Advanced New Features 1517.1 Voice over LTE (VoLTE) 1517.2 Home eNB (HeNB) 1527.3 Public Warning System (PWS) 1537.4 Multimedia Broadcast/Multicast Service (MBMS) 1537.5 Carrier Aggregation (CA) 1547.6 Relay 1557.7 Minimization of Drive Test (MDT) 1567.8 Enhanced Inter-Cell Interference Coordination (eICIC) 1567.9 Machine Type Communication (MTC) 1578 Voice over LTE (VoLTE) 1598.1 Voice Solutions for LTE 1598.1.1 Ultimate Voice Solution 1598.1.2 Interim Voice Solutions 1608.2 IMS VoIP 1628.2.1 IMS Profile 1628.2.2 Single Radio Voice Call Continuity (SRVCC) 1648.3 Circuit-Switched Fallback (CSFB) 1678.3.1 CSFB to UTRAN or GERAN 1688.3.2 CSFB to CDMA2000 1xRTT 1738.4 Service Domain Selection 1788.4.1 UE Decision between IMS VoIP and CSFB 1808.5 Comparison between IMS VoIP and CSFB 1818.6 RAN Optimization for VoIP 1818.6.1 Robust Header Compression (ROHC) 1828.6.2 TTI Bundling 1828.6.3 Semi-Persistent Scheduling for HARQ 183References 1839 Home eNB (HeNB) 1859.1 Architectural Framework 1869.1.1 Access Mode 1869.1.2 Use Cases 1879.1.3 High-level Requirements 1889.1.4 Network Architecture 1899.2 CSG Provisioning 1899.2.1 CSG Subscription Data 1909.2.2 CSG Member Status 1909.3 System Information Related to CSG 1909.3.1 CSG Identification Information 1919.3.2 CSG Cell Deployment Information 1929.4 Identification of CSG 1939.4.1 Autonomous CSG Search 1939.4.2 Manual CSG Selection 1939.5 Mobility with CSG Cells 1949.5.1 Mobility in RRC_IDLE 1949.5.2 Mobility in RRC_CONNECTED 1969.6 Support for Hybrid Cells 2009.6.1 Motivation 2009.6.2 Features 201References 20310 Public Warning System (PWS) 20510.1 Warning System Architecture 20610.2 Warning Messages 20710.3 Delivery of Warning Messages on a Network 20910.3.1 Warning Message Delivery Procedure 20910.3.2 Warning Message Cancel Procedure 21110.4 Delivery of Warning Messages over the Radio Interface 21210.4.1 PWS Notifications in System Information 21310.4.2 Indication of PWS Notifications in Paging 21410.4.3 Segmentation of Warning Messages 214References 21511 Multimedia Broadcast/Multicast Service (MBMS) 21711.1 MBMS Services 21711.2 Architecture and Functions for MBMS 21811.3 MBSFN Transmissions 22111.4 Radio Protocols for MBMS 22211.4.1 Layers 1 and 2 for MBMS 22211.4.2 Layer 3 for MBMS 22411.5 MBMS Procedures 22611.5.1 MBMS Session Start 22611.5.2 MCCH Information Acquisition and MRB Configuration 22811.5.3 MBMS Session Update 22911.5.4 MBMS Session Stop 23011.5.5 MRB Release 23111.6 MBMS Enhancements in Releases 10 and 11 23211.6.1 MBMS Counting 23211.6.2 MBMS Service Continuity 234References 23512 Carrier Aggregation (CA) 23712.1 Spectrum and Deployment Scenarios 24012.1.1 Spectrum Scenarios 24012.1.2 Deployment Scenarios 24112.2 Cell Management 24312.2.1 PCell and SCell 24312.2.2 Signaling of Configuration Information 24412.2.3 Linkages and References 24412.2.4 Cross-Carrier Scheduling 24512.2.5 Extended Measurements 24712.2.6 SCell Management 25012.2.7 Mobility with Carrier Aggregation 25012.3 Extended MAC Functions 25112.3.1 SCell Activation and Deactivation 25112.3.2 Power Headroom Reporting (PHR) 25312.3.3 Logical Channel Prioritization (LCP) 25612.3.4 Buffer Status Report (BSR) 25712.3.5 Discontinuous Reception (DRX) 25812.3.6 Semi-Persistent Scheduling (SPS) 258References 25913 Relay 26113.1 Deployment Scenarios 26113.2 Network Architecture for the Relay Node 26213.3 Types of Relay Node 26413.3.1 Layer Performing Relaying 26413.3.2 Frequency Separation of Uu and Un Links 26613.4 Relay Node-Specific Operation 26713.4.1 Bearer Mapping 26713.4.2 Integrity Protection for a UnDRB 26813.4.3 RN Subframe Configuration 27013.4.4 Update of System Information 27113.4.5 RN Reconfiguration Procedure 27113.5 Relay Node Start-Up Procedure 27213.6 Simplified Operation of Release 10 Relay Node 274References 27514 Minimization of Driving Test (MDT) 27714.1 Architectural Framework 27814.1.1 Use Cases 27914.1.2 Initiation of the MDT Task with UE Selection 28014.1.3 Collection of MDT Measurement Results 28114.2 Logged MDT 28114.2.1 Configuration Phase 28314.2.2 Logging Phase 28414.2.3 Reporting Phase 28614.3 Immediate MDT 28914.3.1 Configuration Phase 29014.3.2 Measurement and Evaluation Phase 29114.3.3 Reporting Phase 29114.3.4 MDT Context Transfer 291References 29215 Enhanced Inter-Cell Interference Coordination (eICIC) 29315.1 Heterogeneous Network Deployment 29315.1.1 Interference in Heterogeneous Networks 29515.1.2 Limitation of Frequency Domain ICIC 29615.2 CA-based ICIC 29815.3 Time Domain ICIC 29915.3.1 Restricted Measurements 30015.3.2 Macro–Pico Cell Scenario 30115.3.3 Macro–Femto Cell Scenario 30315.3.4 Network Configuration 303References 30416 Machine Type Communication (MTC) 30516.1 Overload Control for MTC 30516.1.1 Overload Control in Release 8 30616.1.2 Core Network Overload Control in Release 10 30716.1.3 RAN Overload Control in Release 11 31016.2 MTC Features in 3GPP 311References 312Index 313
David McElreath, Adrian Doss, Barbara Russo, Raymond Charles Tesiero III, Jeffrey M. Van Slyke, Stefan Schulenberg, Carl Jensen, Leisa Mcelreath, Ashley Wellman, McElreath et al,
Rodriguez-Tembleque Luis, RODRIGUEZ-TEMBLEQUE LUIS, Luis Rodriguez-tembleque, M H Ferri Aliabadi, Spain) Rodriguez-tembleque, Luis (Univ De Sevilla, Uk) Aliabadi, M H Ferri (Imperial College London