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SIE Exam Prep 2021-2022

Apex Test Prep

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  • 146 sidor
  • 2020

APEX Test Prep's SIE Exam Prep 2021-2022: SIE Study Guide and Practice Test Questions for the FINRA Securities Industry Essentials Exam [Includes Detailed Answer Explanations]

APEX Test Prep believes that Series SIE exam preparation shouldn't be harder than the test itself.

To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive study material, practice questions, and detailed answer explanations.

We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to:

  • Test-Taking Strategies: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped.

  • Introduction to the SIE Exam: Get a thorough breakdown of what the test is and what's on it!
  • Knowledge of Capital Markets: Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, Offerings, Practice Questions and Answer Explanations
  • Understanding Products and Their Risks: Products, Investment Risks, Practice Questions and Answer Explanations
  • Understanding Trading, Customer Accounts and Prohibited Activities: Trading, Settlement and Corporate Actionsm, Customer Accounts and Compliance Considerations, Prohibited Activities, Practice Questions and Answer Explanations

  • Overview of the Regulatory Framework: SRO Regulatory Requirements for Associated Persons, Employee Conduct and Reportable Events, Practice Questions and Answer Explanations

    Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.

  • Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. We also include information about the test itself. This includes time limits and registration details.

  • Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We m...
    • Författare: Apex Test Prep
    • Format: Pocket/Paperback
    • ISBN: 9781628453010
    • Språk: Engelska
    • Antal sidor: 146
    • Utgivningsdatum: 2020-12-07
    • Förlag: Apex Test Prep